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  GENERAL ELECTRIC COMPANY company press release from 28/02/2024

  28/02/2024 - 08:00

Director/PDMR Shareholding



SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
 
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
       

 

1. Name and Address of Reporting Person*
Cox L Kevin

(Last) (First) (Middle)

 

GENERAL ELECTRIC COMPANY
ONE FINANCIAL CENTER, SUITE 3700

(Street)
BOSTON MA 02111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
  Director   10% Owner
X Officer (give title below)   Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2024
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
  Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication
 
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2024   M   3,154 A $0 38,391 D  
Common Stock 02/25/2024   F   1,363 D $152.86 37,028 D  
Common Stock 02/25/2024   M   7,222 A $0 44,250 D  
Common Stock 02/25/2024   F   3,024 D $152.86 41,226 D  
Common Stock               110 I by wife's trust
Common Stock               794 I by descendant's trust
Common Stock               12,431 I by trust

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/25/2024(2)   M     3,154 02/25/2024(2) 02/25/2024(2) Common Stock 3,154 $0 0 D  
Restricted Stock Units (1) 02/25/2024(2)   M     7,222 02/25/2024(2) 02/25/2024(2) Common Stock 7,222 $0 0 D  

 

Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
2. Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.
Remarks:
 

 

  /s/ Brandon Smith, attorney in fact for L. Kevin Cox 02/27/2024
  ** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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  Original Source: GENERAL ELECTRIC COMPANY